Susan M. Schwartz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Marie Schwartz MS., CFP®, who also goes by Susan Marie Beauregard, Susan Marie Schwartz, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1991. Susan had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2005
Experience
April 5, 2005 - December 31, 2014
SUSAN SCHWARTZ FINANCIAL PLANNING
February 16, 1994 - November 3, 2003
INTEGRITY INVESTMENTS, INC.
May 14, 1991 - April 26, 1993
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
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Exams
Current Firm
SUSAN SCHWARTZ FINANCIAL PLANNING
CRD#: 134665 / SEC#:
Contact information
Red Flags
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