William T. Payne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Todd Payne was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1987. William had worked at 6 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2001 - April 17, 2001
SIG BROKERAGE, LP
January 5, 2001 - February 4, 2003
SIG SPECIALISTS, INC.
May 18, 1999 - March 16, 2015
SAL EQUITY TRADING, GP
February 23, 1999 - February 1, 2021
SUSQUEHANNA FINANCIAL GROUP, LLLP
August 17, 1993 - February 19, 1999
GBM INTERNATIONAL, INC.
March 27, 1987 - April 26, 1993
FREIMARK BLAIR & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/30/2024
General Securities Representative ExaminationSeries 57TO
Date: 6/30/2024
Securities Trader ExamSeries 55
Date: 4/19/2000
Limited Representative-Equity Trader ExamCurrent Firm
SIG BROKERAGE, LP
CRD#: 100400 / SEC#: , 8-52028
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
