Jody Z. Quesinberry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jody Zane Quesinberry was a registered financial professional .
Jody is a previously registered financial professional and started their career in finance in 1986. Jody had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2006 - November 13, 2015
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
March 4, 2002 - June 28, 2005
E*TRADE SECURITIES LLC
August 28, 2001 - March 8, 2002
SUNSTATE EQUITY TRADING
July 21, 1992 - February 15, 2001
CHARLES SCHWAB & CO., INC.
January 2, 1987 - July 13, 1992
J. W. GANT & ASSOCIATES, INC.
November 21, 1986 - January 2, 1987
MICHELIN AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/12/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
CRD#: 332 / SEC#: , 8-5889
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
