Carla A. Goehring
Professional summary
Carla Ann Goehring, who also goes by Carla Ann Bartek, is a registered financial professional currently at VISION 4 FUND DISTRIBUTORS located in Scottsdale, Arizona.
Carla is registered as a RR (Registered Representative) and started their career in finance in 1986. Carla has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carla Ann Goehring's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2026 - Present
VISION 4 FUND DISTRIBUTORS
Office #1: 9260 E. Raintree Drive Suite 100, Scottsdale, AZ 85260September 3, 2024 - December 31, 2025
INNOVATION PARTNERS LLC
January 19, 2022 - September 5, 2024
FNEX CAPITAL, LLC
November 28, 2018 - January 13, 2022
FNEX CAPITAL, LLC
January 24, 2014 - May 23, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
January 28, 2013 - February 26, 2013
EDWARD JONES
August 9, 2011 - January 29, 2013
PATRICK CAPITAL MARKETS, LLC
September 12, 2006 - September 18, 2009
GLOBAL ATLANTIC DISTRIBUTORS, LLC
March 2, 2006 - July 11, 2006
FUNDS DISTRIBUTOR, LLC
March 31, 2004 - July 21, 2006
VICTORY CAPITAL MANAGEMENT INC.
January 2, 2004 - July 10, 2006
VICTORY CAPITAL SERVICES, INC.
February 5, 1996 - December 10, 2002
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
August 30, 1991 - January 5, 1996
STEPHENS
December 2, 1986 - August 28, 1991
TRANSAMERICA FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2026)
Exams
FINRA
Current Firm
VISION 4 FUND DISTRIBUTORS
CRD#: 298105 / SEC#: , 8-70175
Contact information
FINRA licenses (28 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GARD, DAVID WAYNE | MANAGING DIRECTOR | 722647 |
| JOHNSON, HENRY P | MANAGING DIRECTOR | 5559118 |
| KUJALOWICZ, PAUL EDWARD | PRESIDENT/MANAGING DIRECTOR | 1020049 |
| SULLIVAN, CORNELIUS JOSEPH | MANAGING DIRECTOR | 2094448 |
| VAINISI, JEROME ARTHUR | CHIEF EXECUTIVE OFFICER | 2011056 |
| FOSTER, TODD MICHAEL | PASSIVE MEMBER | 3024634 |
| GREER, JOHN WILLIAM | PASSIVE MEMBER | 6148298 |
| LEE, BRYAN MATTHEW | PASSIVE MEMBER | 4779819 |
| QUALTERS, DONALD P | PASSIVE MEMBER | 3184519 |
| DAVIS, TAYLOR RENEE | CHIEF COMPLIANCE OFFICER | 5384424 |
| PORTWOOD, WILLIAM BOYCE | CHIEF FINANCIAL OFFICER/FINOP/PFO/POO | 4853700 |
Red Flags
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