Robert L. Field

NELSON IVEST BROKERAGE SERVICES

Winter Park, FL 32789-2968

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CRD#: 1581439

Professional summary

Robert Lee Field JR., who also goes by Rob Field Jr, Robert Lee Field, is a registered financial professional currently at NELSON IVEST BROKERAGE SERVICES, INC. located in Winter Park, Florida.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1986. Robert has worked at 16 firms and has passed the Series 63, SIE, Series 6, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rob Field Jr | Robert Lee Field

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Lee Field JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2015 - Present

NELSON IVEST BROKERAGE SERVICES, INC.

Office #1: 423 Country Club Drive, Winter Park, FL 32789-2968

CRD#: 3002

Winter Park, FL

Past

January 5, 2007 - February 2, 2007

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

April 28, 2005 - January 23, 2007

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

September 1, 2004 - January 27, 2005

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

June 28, 2004 - July 27, 2004

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

February 11, 2002 - July 15, 2004

UNDERWRITERS EQUITY CORPORATION

CRD#: 36537

HARRISBURG, PA

Past

November 14, 2000 - December 3, 2001

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

February 18, 2000 - December 31, 2000

NATIONWIDE SECURITIES, LLC

CRD#: 11173

COLUMBUS, OH

Past

August 28, 1998 - December 1, 1999

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

December 10, 1996 - August 25, 1998

MUTUAL OF AMERICA SECURITIES LLC

CRD#: 27878

NEW YORK, NY

Past

October 17, 1996 - August 25, 1998

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

CRD#: 15356

NEW YORK, NY

Past

June 7, 1996 - September 19, 1996

MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436

NEW YORK, NY

Past

November 2, 1995 - May 22, 1996

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

February 18, 1994 - September 15, 1995

TRADESTAR INVESTMENTS,INC.

CRD#: 14565

HOUSTON, TX

Past

April 1, 1991 - October 1, 1993

SECURITIES MANAGEMENT & RESEARCH, INC.

CRD#: 759

CEDAR RAPIDS, IA

Past

November 21, 1989 - March 11, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

December 2, 1986 - September 6, 1989

TRANSAMERICA FUND DISTRIBUTORS, INC.

CRD#: 3554

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(12/22/2015)

Exams

State Security Law Exam

Series 63

Date: 11/27/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/18/2015

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 3

Date: 12/18/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/18/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/18/1992

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NELSON IVEST BROKERAGE SERVICES, INC.

NELSON IVEST BROKERAGE SERVICES, INC. | PENINSULAR INVESTMENTS OF TREASURE ISLAND, INC. | PENINSULAR INVESTMENTS

CRD#: 3002 / SEC#: , 8-26448

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

423 Country Club Drive, Winter Park, FL 32789-2968

Mailing Address

423 Country Club Drive, Winter Park, FL 32789-2968

Phone number

(407) 629-6477

Established

Florida since 04/30/1987

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JACK EWALD NELSON TRUST	OWNER
GARRIS, JOEL JIMMY	PRESIDENT, CHIEF COMPLIANCE OFFICER, FINOP	3142942
NELSON, JUNE H	TRUSTEE	2083354

Disclosures

Regulatory Event

Red Flags

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Robert L. Field

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Lee Field JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

GUARDIAN INVESTOR SERVICES LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

THE LEADERS GROUP, INC.

PRUCO SECURITIES, LLC.

UNDERWRITERS EQUITY CORPORATION

NATIONWIDE INVESTMENT SERVICES CORPORATION

NATIONWIDE SECURITIES, LLC

MML INVESTORS SERVICES, LLC

MUTUAL OF AMERICA SECURITIES LLC

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

MEYERS POLLOCK ROBBINS, INC.

MONY SECURITIES CORPORATION

TRADESTAR INVESTMENTS,INC.

SECURITIES MANAGEMENT & RESEARCH, INC.

LEHMAN BROTHERS INC.

TRANSAMERICA FUND DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/27/1989

SIE

Date: 10/1/2018

Series 6

Date: 12/18/2015

Series 3

Date: 12/18/1989

Series 7

Date: 11/18/1989

Series 24

Date: 6/18/1992

FINRA

Current Firm

NELSON IVEST BROKERAGE SERVICES, INC.

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NELSON IVEST BROKERAGE SERVICES, INC.

TRUST BUT VERIFY

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