Douglas T. Fonteno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Terrell Fonteno, who also goes by Doug Fonteno, Douglas T Porter, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1986. Douglas had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 1992 - December 3, 1992
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
September 19, 1989 - April 4, 1992
PAULSON INVESTMENT COMPANY LLC
August 15, 1988 - December 21, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 23, 1987 - September 30, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 9, 1987 - July 11, 1987
RAUSCHER PIERCE REFSNES, INC.
December 4, 1986 - May 13, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
CRD#: 13741 / SEC#: , 8-45398
Contact information
Documents
Red Flags
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