H A. Huss Jr.
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
H Anthony Huss Jr. JR, who also goes by H Anthony Huss Jr, H Anthony Huss, Herbert Anthony Huss Jr, Tony Huss, Anthony Huss Jr Jr, H Anthony Huss Jr Jr, was a registered financial professional .
H is a previously registered financial professional and started their career in finance in 1986. H had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2016 - December 1, 2022
NFSG CORPORATION
July 21, 2016 - December 1, 2022
NEWBRIDGE SECURITIES CORPORATION
April 21, 2009 - February 25, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 21, 2009 - February 25, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 2, 2007 - April 22, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - April 22, 2009
MORGAN STANLEY & CO. LLC
June 10, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
June 10, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
May 8, 2002 - July 1, 2004
CITIGROUP GLOBAL MARKETS INC.
August 28, 2000 - July 1, 2004
CITIGROUP GLOBAL MARKETS INC.
February 19, 1997 - September 19, 2000
PRUDENTIAL EQUITY GROUP, LLC
December 7, 1992 - February 25, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 31, 1987 - December 9, 1992
HYM FINANCIAL, INC.
November 18, 1986 - March 12, 1987
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
