Franklin E. Sacks
Professional summary
Franklin Elihu Sacks, who also goes by Frankling Elihu Sacks, is a registered financial professional currently at GREAT PACIFIC SECURITIES located in Costa Mesa, California.
Franklin is registered as a RR (Registered Representative) and started their career in finance in 1986. Franklin has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Franklin Elihu Sacks's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2022 - Present
GREAT PACIFIC SECURITIES
Office #1: 151 Kalmus Drive, Building H8, Costa Mesa, CA 92626July 8, 2016 - February 2, 2022
TRIBAL CAPITAL MARKETS, LLC
January 15, 2015 - July 20, 2016
BONWICK CAPITAL PARTNERS, LLC
September 16, 2008 - June 25, 2014
CASTLEOAK SECURITIES, LP
November 24, 2006 - July 10, 2008
UTENDAHL CAPITAL GROUP, LLC
October 25, 1999 - July 10, 2008
UTENDAHL CAPITAL PARTNERS, L.P.
September 22, 1993 - July 6, 1998
PRUDENTIAL EQUITY GROUP, LLC
January 14, 1988 - October 26, 1993
CITIGROUP GLOBAL MARKETS INC.
November 18, 1986 - November 5, 1987
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2022)
Exams
FINRA
Investors' Exchange LLC
Current Firm
GREAT PACIFIC SECURITIES
CRD#: 29251 / SEC#: , 8-44398
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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