Mary K. Pieper

COMPOSITION WEALTH

SEATTLE, WA 98101

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CRD#: 1581101

Professional summary

Mary Katherine Pieper, who also goes by Katie Malone, M Katherine Malone, Mary K Malone, Mary Katherine Malone, M K Pieper, M Katherine Pieper, M. K Pieper, M. Katherine Pieper, is a registered financial advisor currently at COMPOSITION WEALTH, LLC located in Seattle, Washington.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Mary has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) On a temporary and transitional basis, Mary Katherine Piper will be dually registered as an investment advisor representative with Composition Wealth, LLC and Unionview Wealth Partners. Composition Wealth, LLC and Unionview Wealth Partners are not affiliated entities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Katherine Pieper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2025 - Present

COMPOSITION WEALTH, LLC

Office #1: 1730 Minor Avenue Suite 1350, Seattle, WA 98101

RIA

CRD#: 143483

SEATTLE, WA

Past

July 31, 2019 - May 12, 2025

UNIONVIEW WEALTH PARTNERS

RIA

CRD#: 304462

SEATTLE, WA

Past

August 14, 2009 - August 6, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

SEATTLE, WA

Past

August 14, 2009 - August 6, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

SEATTLE, WA

Past

June 1, 2009 - September 4, 2009

MORGAN STANLEY

RIA

CRD#: 149777

SEATTLE, WA

Past

June 1, 2009 - September 4, 2009

MORGAN STANLEY

CRD#: 149777

SEATTLE, WA

Past

June 13, 2000 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SEATTLE, WA

Past

November 28, 1997 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

January 17, 1994 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SEATTLE, WA

Past

August 9, 1989 - January 17, 1994

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 5, 1987 - March 20, 1989

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

November 18, 1986 - September 29, 1987

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPOSITION WEALTH, LLC

COMPOSITION WEALTH, LLC | MIRACLE MILE ADVISORS, LLC | MIRACLE MILE ADVISORS, INC.

CRD#: 143483 / SEC#: 801-74711

RIA

Registered Investment Advisory firm - (3/22/2012 Approved)

California

Registered Investment Advisory firm - (4/11/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/18/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/1/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/9/2009

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/12/2009

General Securities Sales Supervisor - Options Module Examination

Current Firm

COMPOSITION WEALTH, LLC

COMPOSITION WEALTH, LLC | MIRACLE MILE ADVISORS, LLC | MIRACLE MILE ADVISORS, INC.

CRD#: 143483 / SEC#: 801-74711

RIA

Registered Investment Advisory firm - (3/22/2012 Approved)

California

Registered Investment Advisory firm - (4/11/2012 Terminated)

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Contact information

Main Address

11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064

Mailing Address

Phone number

(310) 246-1243

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (10/27/2025)

FORM ADV PART 2A (10/27/2025)

Regulatory assets under management

Total Number of Accounts	8,671
AUM (Assets Under Management)	$ 6,714,187,844

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mary K. Pieper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Katherine Pieper's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNIONVIEW WEALTH PARTNERS

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

ALEX. BROWN & SONS INCORPORATED

GLEACHER & COMPANY SECURITIES, INC.

Primary Firm SEC Registration

COMPOSITION WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/18/2000

Series 63

Date: 11/1/1986

SIE

Date: 10/1/2018

Series 7

Date: 11/15/1986

Series 10

Date: 11/9/2009

Series 9

Date: 10/12/2009

Current Firm

COMPOSITION WEALTH, LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPOSITION WEALTH, LLC

TRUST BUT VERIFY

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