JH
John W. Handy
FARTHER
Madison, WI 53705
Some features on this profile are disabled
CRD#: 1580981
JH
Professional summary
John Wendland Handy JR, who also goes by Jay Handy, John Wendland Jr Handy, is a registered financial advisor currently at FARTHER located in Madison, Wisconsin.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. John has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jay Handy | John Wendland Jr Handy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. WALNUT AND SOUTH LLC, INVESTMENT RELATED, 20% OWNERSHIP OF A BUILDING. 2. CodaWorx, LLC- strategic advisor and board member to CodaWorx, a non-investment related business that focuses on tools for soliciting and managing applications for commissioned art projects. It is located at 122 W. Washington Ave., Suite 100, Madison, WI 53703. I will be appointed to this roll April 1, 2018. In performing these duties, I devote approximately 8 hours per month to that role and only minimally during trading hours, though in the future I may (but do not currently) seek to assist the company in securing financing or capital and such efforts might require additional attention 3. Jay Handy ink, LLC, non-investment related. Owner. Selling personally created artwork. Approximately 10 hours per month during and outside of business hours. Started 3/18/2021.
CRS (Client Relationship Summary) - RIA
Click below to view John Wendland Handy JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2024 - Present
FARTHER
Office #1: 3330 University Avenue Suite 316, Madison, WI 53705RIA
CRD#: 302050
Madison, WI
Past
February 21, 2014 - September 13, 2016
SIGNALPOINT CAPITAL MANAGEMENT, LLC
RIA
CRD#: 164818
SPRINGFIELD, MO
Past
August 8, 2013 - March 16, 2025
SIGNALPOINT ASSET MANAGEMENT LLC
RIA
CRD#: 147578
Madison, WI
Past
March 2, 2007 - August 21, 2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
MADISON, WI
Past
March 2, 2007 - August 21, 2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
MADISON, WI
Past
January 4, 2002 - March 7, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MADISON, WI
Past
April 29, 1987 - March 7, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MADISON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FARTHER
FARTHER | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FARTHER FINANCE ADVISORS, LLC
CRD#: 302050 / SEC#: 801-116721
RIA
Registered Investment Advisory firm - (7/19/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(12/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/25/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FA
FARTHER
FARTHER | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FARTHER FINANCE ADVISORS, LLC
CRD#: 302050 / SEC#: 801-116721
RIA
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Contact information
Main Address
345 California Street Suite 600, San Francisco, CA 94104
Mailing Address
Phone number
(628) 246-8004
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,245 |
| AUM (Assets Under Management) | $ 7,523,810,877 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
