Theodore D. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Duncan Miller, who also goes by Ted Miller, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1986. Theodore had worked at 8 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2010 - June 6, 2017
WORLD ASSET MANAGEMENT, INC.
January 1, 2008 - October 19, 2010
COMERICA SECURITIES
May 17, 2000 - December 6, 2005
FUNDS DISTRIBUTOR, LLC
March 7, 1997 - May 5, 2000
LPM INVESTMENT SERVICES, INC
October 7, 1994 - August 18, 1995
INTERACCIONES GLOBAL INC.
September 10, 1992 - December 7, 1993
KEYBANC CAPITAL MARKETS INC.
August 10, 1989 - March 10, 1992
KIDDER, PEABODY & CO. INCORPORATED
November 18, 1986 - May 23, 1989
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WORLD ASSET MANAGEMENT, INC.
CRD#: 142108 / SEC#: 801-67327
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
