Paul M. Suyama

CAPITAL WEALTH PLANNING SERVICES

Brunswick, ME 04011

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CRD#: 1580962

Professional summary

Paul Michael Suyama is a registered financial advisor currently at CAPITAL WEALTH PLANNING SERVICES located in Brunswick, Maine and STONEX SECURITIES INC. located in Brunswick, Maine.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Paul has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Capital Wealth Planning Services 14 Maine Street STE 111B Brunswick, ME 04011 Nature of Business: Investment Advisory Services Investment Related: Yes Business Position: President and IAR Business Duties: Provide financial planning services and advice Business Start date: 03/01/2016 Approximately 170 hours spent on this OBA monthly, with 6 hours spent during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Michael Suyama's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2016 - Present

CAPITAL WEALTH PLANNING SERVICES

Office #1: 14 Maine Street Ste 111b, Brunswick, ME 04011

RIA

CRD#: 282475

Brunswick, ME

Current

November 13, 2012 - Present

STONEX SECURITIES INC.

Office #1: 14 Maine St, Suite 111b, Brunswick, ME 04011

CRD#: 18456

Brunswick, ME

Past

March 19, 2012 - December 31, 2016

WR RICE FINANCIAL SVCS, LLC

RIA

CRD#: 160949

PORTLAND, ME

Past

December 18, 2002 - September 24, 2012

W R RICE FINANCIAL SERVICES, INC.

RIA

CRD#: 36700

PORTLAND, ME

Past

March 23, 1995 - November 8, 2012

W R RICE FINANCIAL SERVICES, INC.

CRD#: 36700

PORTLAND, ME

Past

December 20, 1988 - March 14, 1995

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 15, 1987 - March 14, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

November 17, 1986 - March 5, 1987

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/14/2022)

California
(6/14/2022)

Colorado
(6/14/2022)

Florida
(11/13/2012)

Idaho
(6/14/2022)

Maine
(11/13/2012)

IAR

Maine
(2/24/2016)

Maryland
(6/14/2022)

Massachusetts
(6/14/2022)

New Hampshire
(11/13/2012)

North Dakota
(6/14/2022)

Pennsylvania
(6/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/17/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/1/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/12/1986

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CAPITAL WEALTH PLANNING SERVICES

CAPITAL WEALTH | CAPITAL WEALTH PLANNING SERVICES LLC | CAPITAL WEALTH PLANNING SERVICES

CRD#: 282475 / SEC#:

Maine

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

14 Maine Street, Suite 111b, Brunswick, ME 04011

Mailing Address

14 Maine Street Suite 111b, Brunswick, ME 04011

Phone number

(207) 459-8584

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 42,704,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul M. Suyama

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Michael Suyama's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

WR RICE FINANCIAL SVCS, LLC

W R RICE FINANCIAL SERVICES, INC.

W R RICE FINANCIAL SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/17/2002

Series 63

Date: 2/1/1991

SIE

Date: 10/1/2018

Series 7

Date: 12/17/1988

Series 6

Date: 11/12/1986

FINRA

Current Firm

CAPITAL WEALTH PLANNING SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL WEALTH PLANNING SERVICES

TRUST BUT VERIFY

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