Ronald W. Crisp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald William Crisp, who also goes by Ron Crisp, Ronald W Crisp, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1994. Ronald had worked at 12 firms and has passed the Series 65, Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2020 - August 9, 2021
NFSG CORPORATION
April 23, 2020 - August 9, 2021
NEWBRIDGE SECURITIES CORPORATION
March 27, 2013 - April 17, 2020
MODERN CAPITAL ADVISORS, LLC
January 14, 2011 - April 17, 2020
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
January 8, 2010 - December 30, 2016
CRISP, RONALD W
October 15, 2009 - December 7, 2010
GRADIENT SECURITIES, LLC
May 18, 2009 - November 5, 2009
PEAK SECURITIES CORPORATION
July 9, 2008 - October 27, 2008
SOUTHEAST INVESTMENTS, N.C., INC.
October 26, 2006 - January 3, 2008
NEXT FINANCIAL GROUP, INC.
October 11, 2006 - January 3, 2008
NEXT FINANCIAL GROUP, INC.
July 28, 2005 - October 11, 2006
LINCOLN INVESTMENT
July 14, 2005 - October 11, 2006
LINCOLN INVESTMENT
April 22, 2002 - July 15, 2005
VERITRUST FINANCIAL, LLC
October 30, 2001 - July 21, 2005
CRISP, RONALD W
October 20, 1994 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 6/28/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
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