Daniel Fisher

FISHER FINANCIAL GROUP

Northbrook, IL 60062

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CRD#: 1580889

Professional summary

Daniel Fisher is a registered financial advisor currently at FISHER FINANCIAL GROUP, LLC located in Northbrook, Illinois.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Daniel has worked at 9 firms and has passed the Series 65, Series 63, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INDEPENDENT INSURANCE AGENT/707 SKOKIE BLVD. SUITE 600, NORTHBROOK, IL 60062/SALE OF ANNUITY, LIFE, HEALTH, AND ACCIDENT INSURANCE/HOURS VARY BASED ON SEASON ABOUT 120 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Fisher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2010 - Present

FISHER FINANCIAL GROUP, LLC

Office #1: 707 Skokie Blvd., Suite 600, Northbrook, IL 60062

RIA

CRD#: 154479

Northbrook, IL

Past

July 19, 2006 - July 1, 2010

WORKMAN SECURITIES CORPORATION

RIA

CRD#: 31898

NORTHBROOK, IL

Past

July 17, 2006 - July 1, 2010

WORKMAN SECURITIES CORPORATION

CRD#: 31898

NORTHBROOK, IL

Past

July 5, 2006 - July 5, 2006

WORKMAN SECURITIES CORPORATION

RIA

CRD#: 31898

NORTHBROOK, IL

Past

October 24, 2005 - July 6, 2006

IPI WEALTH MANAGEMENT, INC.

RIA

CRD#: 111872

NORTHBROOK, IL

Past

January 6, 1995 - June 14, 2006

INVESTMENT PLANNERS, INC.

CRD#: 18557

NORTHBROOK, IL

Past

August 4, 1992 - December 31, 1994

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

July 26, 1991 - July 16, 1992

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

July 26, 1991 - July 16, 1992

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

December 18, 1986 - May 13, 1991

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

December 18, 1986 - May 13, 1991

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/26/2010)

IAR

Texas
(10/6/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/28/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/9/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 4/30/1996

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 12/15/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FISHER FINANCIAL GROUP, LLC

CRD#: 154479 / SEC#:

Illinois

Registered Investment Advisory firm - (8/26/2010 Approved)

Texas

Registered Investment Advisory firm - (10/6/2010 Conditional Restricted)

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Contact information

Main Address

707 Skokie Blvd., Suite 600, Northbrook, IL 60062

Mailing Address

Phone number

(847) 205-9300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	165
AUM (Assets Under Management)	$ 30,743,962

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel Fisher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Fisher's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORKMAN SECURITIES CORPORATION

WORKMAN SECURITIES CORPORATION

WORKMAN SECURITIES CORPORATION

IPI WEALTH MANAGEMENT, INC.

INVESTMENT PLANNERS, INC.

IFG NETWORK SECURITIES, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/28/1998

Series 63

Date: 10/9/1991

Series 62

Date: 4/30/1996

Series 6

Date: 12/15/1986

Current Firm

FISHER FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FISHER FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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