Anthony F. Markey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Francis Markey JR, who also goes by Tony Markey Jr, Tony Markey, Anthoney Francis Marky, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1986. Anthony had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 1988 - November 30, 1988
NETWORK 1 FINANCIAL SECURITIES INC.
December 4, 1987 - November 28, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.
February 11, 1987 - October 29, 1987
DOMESTIC ARBITRAGE GROUP, INC.
November 24, 1986 - February 11, 1987
GREAT LAKES EQUITIES CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
