Jeffrey G. Nunez
Professional summary
Jeffrey George Nunez was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Jeffrey had worked at 8 firms, which includes CHICAGO INVESTMENT GROUP LLC, PROVIDENTIAL SECURITIES INC., THINKEQUITY LLC, COMMONWEALTH ASSOCIATES, GILFORD SECURITIES INCORPORATED, PRUDENTIAL EQUITY GROUP LLC, LEHMAN BROTHERS INC., MCLAUGHLIN PIVEN VOGEL SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2000 - November 7, 2003
CHICAGO INVESTMENT GROUP, LLC
December 23, 1999 - October 2, 2000
PROVIDENTIAL SECURITIES, INC.
February 4, 1997 - October 20, 1999
THINKEQUITY LLC
November 9, 1995 - February 26, 1997
COMMONWEALTH ASSOCIATES
February 14, 1994 - November 21, 1995
GILFORD SECURITIES INCORPORATED
May 11, 1992 - December 10, 1993
PRUDENTIAL EQUITY GROUP, LLC
January 3, 1989 - June 3, 1992
LEHMAN BROTHERS INC.
January 1, 1987 - January 11, 1989
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CHICAGO INVESTMENT GROUP, LLC
CRD#: 11853 / SEC#: , 8-27507
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 2 |
Red Flags
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