Cynthia N. Aiken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia N Aiken, CFP®, who also goes by Cynthia Hess Nusbaum Aiken, Cynthia Nusbaum Aiken, Cynthia Hess Nusbaum, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 2012. Cynthia had worked at 3 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2014
Experience
August 3, 2015 - March 22, 2019
REGENTATLANTIC
September 22, 2014 - July 15, 2015
NOYES CAPITAL MANAGEMENT, LLC
July 3, 2012 - December 21, 2012
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
REGENTATLANTIC
CRD#: 105995 / SEC#: 801-17301
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 2,131 |
| AUM (Assets Under Management) | $ 6,205,189,466 |
Red Flags
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