Javier Garcia

XP INVESTMENTS US

Miami, FL 33131

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CRD#: 1580711

Professional summary

Javier Garcia is a registered financial professional currently at XP INVESTMENTS US, LLC located in Miami, Florida.

Javier is registered as a RR (Registered Representative) and started their career in finance in 1997. Javier has worked at 7 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Javier Garcia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 26, 2021 - Present

XP INVESTMENTS US, LLC

Office #1: 701 Brickell Avenue 21st Floor, Miami, FL 33131

CRD#: 156691

Miami, FL

Past

February 8, 2010 - September 2, 2021

EFG CAPITAL INTERNATIONAL

CRD#: 40118

MIAMI, FL

Past

January 27, 2009 - September 9, 2009

ITAU INTERNATIONAL SECURITIES INC.

CRD#: 144769

MIAMI, FL

Past

February 11, 2008 - September 29, 2008

CREAND SECURITIES

CRD#: 38964

MIAMI, FL

Past

February 19, 2004 - March 7, 2006

UBS INTERNATIONAL INC.

RIA

CRD#: 107726

CORAL GABLES, FL

Past

February 17, 2004 - March 7, 2006

UBS INTERNATIONAL INC.

CRD#: 107726

NEW YORK, NY

Past

March 27, 2001 - February 27, 2004

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MIAMI, FL

Past

March 27, 2001 - February 27, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 10, 1997 - April 3, 2001

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/8/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

XP INVESTMENTS US, LLC

CRD#: 156691 / SEC#: , 8-68817

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

55 West 46th Street 30th Floor, New York, NY 10036

Mailing Address

701 Brickell Avenue #2120, Miami, FL 33131

Phone number

(786) 732-1100

Established

Delaware since 12/29/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
XP HOLDING INTERNATIONAL, LLC	PARENT COMPANY
COSTA, JOSE EDUARDO	CHIEF EXECUTIVE OFFICER	4983100
GOMEZ, ADELIA MARIEL	CHIEF OPERATING OFFICER/ PRINCIPAL OPERATIONS OFFICER	5477182
SINGER, STEVEN FREDERIC	PRINCIPAL FINANCIAL OFFICER	2360737
WILSON, JARED RYAN	CHIEF COMPLIANCE OFFICER/ AML COMPLIANCE OFFICER	5322068

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Javier Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Javier Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

EFG CAPITAL INTERNATIONAL

ITAU INTERNATIONAL SECURITIES INC.

CREAND SECURITIES

UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 7

Date: 12/8/1997

FINRA

Current Firm

XP INVESTMENTS US, LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

XP INVESTMENTS US, LLC

TRUST BUT VERIFY

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