David Geller

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CRD#: 1580648

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Geller, CFP®, who also goes by David Louis Geller, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1987. David had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Biography

David joined Wealth Enhancement Group through the partnership with JOYN Advisors, where he acted as CEO and Co-Founder. He is the creator of the Behavioral Wealth Management™ model. A model that focuses on aligning wealth management with the integration of human emotions while taking into consideration an individual’s talents, wisdom, network and relationships. David has been featured in a number of prominent outlets including The New York Times, The Wall Street Journal and The Huffington Post. He also enjoys sharing his wealth management philosophy through professional engagements and workshops. David is married and has two grown children and one granddaughter.<#CR#><#NL#><#CR#><#NL#>- JD, University of Michigan<#CR#><#NL#>- MA & BA, Emory University<#CR#><#NL#>- CERTIFIED FINANCIAL PLANNER™ Professional<#CR#><#NL#>- Barron’s Top Financial Advisor (2009-2012 & 2014)*

Question & Answer

Are you a "fiduciary"?

Aliases

David Louis Geller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*GELE PARTNERS, LLC, ATLANTA, GA; NON INVESTMENT RELATED; OWNER; 01/2006 TO PRESENT; 0 HRS/MNT WITH 0 HRS/MNTH DURING TRADING HUORS. *JOYN ATLANTA, INC., ATLANTA, GA; NON INVESTMENT RELATED; FIXED INSURANCE SALES; CONSULTANT; 12/2001 TO PRESENT; 6 HRS/MNTH WITH 6 HRS/MNTH DURING TRADING HOURS. *AUTHOR, ATLANTA, GA; NON INVESTMENT RELATED; AUTHOR; 01/2011 TO PRESENT; 0 HRS/MNTH WITH 0 HRS/MNTH DURING TRADING HRS. *PUBLIC SPEAKING, ATLANTA, GA; NON INVESTMENT RELATED; SPEAKER; 03/2014 TO PRESENT; 1 HR/MNTH WITH 1 HR/MNTH DURING TRADING HRS. *GUIDED WEALTH INC, ATLANTA, GA; INVESTMENT RELATED, OWNER; 06/2015-PRESENT; 5HRS/MO, 0HRS/MO DURING TRADING. *JOYN ADVISORS, INC., IA BUSINESS, ATLANTA, GA; INVESTMENT RELATED; INVESTMENT ADVISOR REPRESENTATIVE; 09/2015 TO PRESENT; 10 HRS/MO WITH 10 HRS/MO DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

May 6, 2020 - September 6, 2022

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA

CRD#: 116407

Atlanta, GA

Past

August 22, 2007 - April 30, 2020

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

ATLANTA, GA

Past

October 7, 2002 - April 14, 2005

WILLIAMS BENATOR & LIBBY FINANCIAL SERVICES, LLC

CRD#: 120570

ATLANTA, GA

Past

September 12, 2000 - December 6, 2011

GV FINANCIAL ADVISORS, INC.

RIA

CRD#: 112118

ATLANTA, GA

Past

September 12, 2000 - April 30, 2020

JOYN ADVISORS, INC.

RIA

CRD#: 106725

ATLANTA, GA

Past

February 6, 1991 - April 30, 2020

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ATLANTA, GA

Past

January 25, 1990 - February 14, 1991

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

October 16, 1987 - December 20, 1989

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHICAGO, IL

Past

January 21, 1987 - October 29, 1987

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA

Registered Investment Advisory firm - (12/21/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/7/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 10/25/2002

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/29/1996

General Securities Principal Examination

Current Firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA

Registered Investment Advisory firm - (12/21/2001 Approved)

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Contact information

Main Address

505 N Highway 169 Suite 900, Plymouth, MN 55441

Mailing Address

Phone number

(763) 417-1700

Established

Firm type

Fiscal year end

# of Employees

1,230

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEAS ADV PART 2A APPENDIX 1 (10/13/2025)

WEAS ADV PART 2A (10/13/2025)

Regulatory assets under management

Total Number of Accounts	186,400
AUM (Assets Under Management)	$ 94,632,028,506

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
03/05/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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David Geller

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SECURIAN FINANCIAL SERVICES, INC.

WILLIAMS BENATOR & LIBBY FINANCIAL SERVICES, LLC

GV FINANCIAL ADVISORS, INC.

JOYN ADVISORS, INC.

SECURIAN FINANCIAL SERVICES, INC.

GUARDIAN INVESTOR SERVICES LLC

OGILVIE SECURITY ADVISORS CORPORATION

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/7/1991

Series 63

Date: 1/9/1987

SIE

Date: 10/1/2018

Series 7

Date: 1/17/1987

Series 4

Date: 10/25/2002

Series 24

Date: 8/29/1996

Current Firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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