Scott E. Notowich

HIGHLAND CAPITAL MANAGEMENT

Memphis, TN 38120

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CRD#: 1580625

Professional summary

Scott Eric Notowich is a registered financial advisor currently at HIGHLAND CAPITAL MANAGEMENT, LLC located in Memphis, Tennessee.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Scott has worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IAI, Charleigh D Ford Jr Drive, Columbus,MS, 3 Hours/Month, Not Investment Related, Advisory Board Member, Term Began 12/19, Full day once a quarter.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Eric Notowich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2014 - Present

HIGHLAND CAPITAL MANAGEMENT, LLC

Office #1: 850 Ridge Lake Blvd Suite 205, Memphis, TN 38120

RIA

CRD#: 104842

Memphis, TN

Past

August 16, 2011 - November 26, 2012

AARON CAPITAL INCORPORATED

CRD#: 28583

COLUMBUS, GA

Past

June 10, 2009 - August 4, 2009

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

MEMPHIS, TN

Past

March 19, 2009 - August 4, 2009

OPPENHEIMER & CO. INC.

CRD#: 249

MEMPHIS, TN

Past

October 12, 2004 - March 20, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

MEMPHIS, TN

Past

October 12, 2004 - March 20, 2009

STANFORD GROUP COMPANY

CRD#: 39285

MEMPHIS, TN

Past

October 15, 2003 - September 30, 2004

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MEMPHIS, TN

Past

September 7, 2000 - September 30, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 11, 1994 - September 20, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 10, 1989 - February 24, 1994

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

ATLANTA, GA

Past

October 19, 1988 - February 28, 1989

POWER SECURITIES CORPORATION

CRD#: 15527

Past

December 19, 1986 - September 15, 1988

WADDELL & REED

CRD#: 866

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGHLAND CAPITAL MANAGEMENT, LLC

HIGHLAND CAPITAL MANAGEMENT CORP | HIGHLAND CAPITAL MANAGMENT, LLC | HIGHLAND CAPITAL MANAGEMENT, LLC

CRD#: 104842 / SEC#: 801-8762

RIA

Registered Investment Advisory firm - (7/21/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(2/19/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/18/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/16/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/27/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/17/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/18/2006

General Securities Principal Examination

Current Firm

HIGHLAND CAPITAL MANAGEMENT, LLC

HIGHLAND CAPITAL MANAGEMENT CORP | HIGHLAND CAPITAL MANAGMENT, LLC | HIGHLAND CAPITAL MANAGEMENT, LLC

CRD#: 104842 / SEC#: 801-8762

RIA

Registered Investment Advisory firm - (7/21/1972 Approved)

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Contact information

Main Address

850 Ridge Lake Blvd Suite 205, Memphis, TN 38120

Mailing Address

Phone number

(901) 761-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HIGHLAND CAPITAL MANAGEMENT LLC MARCH 2024 (3/13/2025)

Regulatory assets under management

Total Number of Accounts	1,042
AUM (Assets Under Management)	$ 3,539,134,473

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/27/2025	Cover Page	Report
07/29/2024	Cover Page	Report
11/15/2023	Cover Page	Report
08/22/2023	Cover Page	Report
08/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott E. Notowich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Eric Notowich's CRS (Customer Relationship Summary).

Certified licenses

Experience

AARON CAPITAL INCORPORATED

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

THE ROBINSON-HUMPHREY COMPANY, LLC

POWER SECURITIES CORPORATION

WADDELL & REED

Primary Firm SEC Registration

HIGHLAND CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/18/2014

Series 63

Date: 2/16/1989

Series 3

Date: 2/27/1989

Series 7

Date: 10/15/1988

Series 6

Date: 12/17/1986

Series 24

Date: 5/18/2006

Current Firm

HIGHLAND CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HIGHLAND CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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