Alfred S. Bearman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Saul Bearman was a registered financial advisor .
Alfred is a previously registered financial advisor and started their career in finance in 1969. Alfred had worked at 10 firms and has passed the Series 3, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2001 - December 31, 2013
BEAR SQUARED INVESTMENTS, INC.
September 28, 1984 - July 5, 1985
CAPIS
September 3, 1980 - December 1, 1980
LEHMAN BROTHERS INC.
January 31, 1980 - December 10, 1983
UBS FINANCIAL SERVICES INC.
September 28, 1978 - April 10, 1980
CAPIS
November 24, 1976 - July 26, 1978
MEYERS SECURITIES CORPORATION
November 11, 1975 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
September 6, 1974 - August 17, 1975
SUTRO & CO. INCORPORATED
February 7, 1974 - August 31, 1974
W. E. HUTTON & CO.
March 1, 1973 - November 18, 1973
DOMIK CORP.
June 28, 1969 - June 7, 1976
JAS H OLIPHANT AND CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/12/1961
Registered Representative ExaminationSeries 40
Date: 2/24/1969
Registered Principal ExaminationCurrent Firm
BEAR SQUARED INVESTMENTS, INC.
CRD#: 134659 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
