Sandra M. Skocir
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Maria Skocir was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1986. Sandra had worked at 9 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2004 - August 27, 2014
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
May 3, 2004 - August 27, 2014
NEWEDGE SECURITIES, LLC
March 20, 2000 - May 3, 2004
LONDON PACIFIC SECURITIES, INC.
July 20, 1999 - March 17, 2000
DONAHUE SECURITIES, INC.
March 21, 1994 - July 29, 1999
MW MANAGEMENT COMPANY
April 10, 1989 - April 22, 1994
CETERA WEALTH SERVICES, LLC
December 5, 1988 - April 10, 1989
AMERICAN PACIFIC SECURITIES CORPORATION
November 30, 1987 - December 13, 1988
VESTAX SECURITIES CORPORATION
December 3, 1986 - December 22, 1987
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
CRD#: 109771 / SEC#: 801-21527
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
