Bruce B. Blatman
Professional summary
Bruce Biagio Blatman was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bruce is a previously registered financial advisor and started their career in finance in 1986. Prior to being barred, Bruce had worked at 4 firms, which includes NORTH AMERICAN CLEARING INC., JW RICHARDS INC, 1ST DISCOUNT BROKERAGE INC., QUICK & REILLY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2007 - June 19, 2008
NORTH AMERICAN CLEARING, INC.
November 6, 2006 - May 17, 2007
JW RICHARDS, INC
August 17, 2004 - November 10, 2006
1ST DISCOUNT BROKERAGE, INC.
August 12, 2004 - November 10, 2006
1ST DISCOUNT BROKERAGE, INC.
May 14, 2004 - August 12, 2004
QUICK & REILLY, INC.
November 18, 1986 - August 12, 2004
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/7/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NORTH AMERICAN CLEARING, INC.
CRD#: 39118 / SEC#: , 8-48519
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
