Cleon Bunker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cleon Bunker, who also goes by Cleon Swain, was a registered financial professional .
Cleon is a previously registered financial professional and started their career in finance in 1986. Cleon had worked at 10 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2012 - February 1, 2024
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
February 23, 2000 - April 10, 2012
ALLIED BEACON PARTNERS, INC.
September 14, 1994 - February 18, 2000
SIGMA FINANCIAL CORPORATION
January 7, 1993 - December 31, 1994
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 19, 1990 - December 31, 1992
CONSECO FINANCIAL SERVICES, INC.
March 3, 1989 - December 31, 1989
COMMONWEALTH FINANCIAL NETWORK
May 31, 1988 - January 14, 1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
March 27, 1987 - June 14, 1988
BERACHAH SECURITIES CORPORATION
January 8, 1987 - February 2, 1987
ARGUS SECURITIES, INC.
December 26, 1986 - January 15, 1987
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
CRD#: 130390 / SEC#: , 8-66335
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RETHINK, LLC | OWNER | |
| ATKINS, BRADLEY DALE | OWNER | 2963790 |
| SHANAHAN, DANIEL JAMES | CHIEF EXECUTIVE OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | PRINCIPAL OPERATIONS OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | CHIEF COMPLIANCE OFFICER | 3277912 |
| WOODWARD, CASSANDRA TALEEN | CHIEF FINANCIAL OFFICER | 2956369 |
| WOODWARD, CASSANDRA TALEEN | PRINCIPAL FINANCIAL OFFICER & FINOP | 2956369 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
