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Mark Neil Gunn

P.J. ROBB VARIABLE
HARRISBURG, PA
·CRD# 1579933·39 years experience

Professional Summary

Mark Neil Gunn, who also goes by Mark Neil Gunn, Mark Gunn, is a registered financial advisor currently at P.J. ROBB VARIABLE, LLC located in Harrisburg, Pennsylvania. Mark is registered as a RR (Registered Representative) and started their career in finance in 1986. Mark has worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Neil Gunn, Mark Gunn

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

P.J. ROBB VARIABLE, LLC·CRD# 38339
BD
4135 North Front Street, Harrisburg, PA 17110
December 12, 2024 - Present
BRIGHTHOUSE SECURITIES, LLC·CRD# 285300
BD
Charlotte, NC
March 6, 2017 - February 21, 2024
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 107622
BD
New York City, NY
February 24, 2017 - March 6, 2017
THE O.N. EQUITY SALES COMPANY·CRD# 2936
BD
Cincinnati, OH
May 28, 2015 - February 6, 2017
JOHN HANCOCK DISTRIBUTORS LLC·CRD# 5249
BD
Boston, MA
July 25, 2012 - February 23, 2015
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Birmingham, AL
April 11, 2011 - July 18, 2012
SAYBRUS EQUITY SERVICES, LLC·CRD# 153319
BD
Hartford, CT
September 15, 2010 - April 7, 2011
AXCELUS FINANCIAL DISTRIBUTION COMPANY·CRD# 38383
BD
Philadelphia, PA
June 21, 2010 - September 15, 2010
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Charlotte, NC
October 28, 2009 - June 23, 2010
FIRST LEGACY SECURITIES, LLC·CRD# 47079
BD
Helana, AL
June 1, 2009 - October 15, 2009
AXCELUS FINANCIAL DISTRIBUTION COMPANY·CRD# 38383
BD
Philadelphia, PA
February 4, 2009 - May 1, 2009
VP DISTRIBUTORS, LLC·CRD# 3036
BD
Hartford, CT
August 29, 2006 - February 4, 2009
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Birmingham, AL
June 10, 2004 - August 24, 2006
NEW ENGLAND SECURITIES·CRD# 615
RIA
Birmingham, AL
December 20, 2001 - May 20, 2004
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
September 14, 1996 - May 20, 2004
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
May 26, 1988 - August 28, 1996
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
December 26, 1986 - March 22, 1988

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Current Firm

PR
P.J. ROBB VARIABLE, LLC

P.J. ROBB VARIABLE CORPORATION | P.J. ROBB VARIABLE, LLC

CRD#: 38339 / SEC#: 8-48197
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

6075 Poplar Ave Suite 400, Memphis, TN 38119

Mailing Address

6075 Poplar Ave Suite 400, Memphis, TN 38119

Phone Number

(901) 722-5433

Established

Tennessee since 02/21/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CRUMP LIFE INSURANCE SERVICES, LLCOWNER—
COLLINS, HEATHER MARIEASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER5851459
CORDLE, COYE BAXTER IIICHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER4544954
HARRISON, BRUCE ANDREWPRESIDENT, CEO AND CHAIRMAN OF THE BOARD /MANAGER2232934
MARSHALL, DARRYL KEVINSECRETARY, VICE PRESIDENT/MANAGER2508479
MERCHANT, JEFFREY SCHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / MANAGER4668892
SANTELL, CHRISTY CAROLASSISTANT PRINCIPAL OPERATIONS OFFICER6272704

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(12/12/2024)
RR
Louisiana
(5/1/2025)
RR
Missouri
(5/30/2025)
RR
New Jersey
(10/14/2025)
RR
South Carolina
(5/29/2025)
RR
Texas
(3/5/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2004About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Neil Gunn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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