John W. Schaive
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Wayne Schaive was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 9 firms and has passed the Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2013 - February 4, 2021
COREBRIDGE CAPITAL SERVICES, INC.
March 2, 2011 - August 6, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
August 6, 2010 - January 24, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 13, 2009 - August 5, 2010
PARKLAND SECURITIES, LLC
July 31, 2006 - August 2, 2007
TRUIST INVESTMENT SERVICES, INC.
May 18, 2005 - August 11, 2006
TOWER SQUARE SECURITIES, INC.
May 15, 1992 - October 4, 2004
HIMCO DISTRIBUTION SERVICES COMPANY
November 20, 1987 - April 1, 1992
F & G SECURITIES, INC.
July 27, 1987 - October 7, 1987
FIDELITY EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 12/22/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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