Clifford H. Friedman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifford Hall Friedman was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 1987. Clifford had worked at 6 firms and has passed the Series 63, Series 99TO, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2018 - June 5, 2024
SHARENETT SECURITIES LLC
February 25, 2016 - June 7, 2018
TEMPLUM MARKETS LLC
September 26, 2008 - November 21, 2008
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 1, 2000 - December 31, 2003
BEAR STEARNS ASSET MANAGEMENT INC.
September 15, 1997 - September 26, 2008
J.P. MORGAN SECURITIES LLC
January 29, 1990 - April 6, 1995
J.P. MORGAN SECURITIES LLC
August 18, 1987 - January 12, 1990
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 4/5/2023
Operations Professional ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
SHARENETT SECURITIES LLC
CRD#: 151011 / SEC#: , 8-68326
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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