Julius P. Garlington

SCS CAPITAL MANAGEMENT LLC

Lexington, KY 40507

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CRD#: 1579714

Professional summary

Julius Peek Garlington III is a registered financial advisor currently at SCS CAPITAL MANAGEMENT LLC located in Lexington, Kentucky.

Julius is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Julius has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julius Peek Garlington III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2025 - Present

SCS CAPITAL MANAGEMENT LLC

Office #1: 300 W Vine St, Lexington, KY 40507

RIA

CRD#: 122258

Lexington, KY

Past

August 16, 2018 - February 4, 2025

EDGE CAPITAL GROUP, LLC

RIA

CRD#: 297596

ATLANTA, GA

Past

November 24, 2008 - July 13, 2018

EHCP CORPORATE FINANCE, LLC

CRD#: 144134

ATLANTA, GA

Past

February 22, 2007 - August 16, 2018

EDGE ADVISORS, LLC

RIA

CRD#: 142261

ATLANTA, GA

Past

April 28, 2004 - December 20, 2006

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

LEXINGTON, KY

Past

April 21, 2004 - December 20, 2006

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

LEXINGTON, KY

Past

June 11, 1993 - July 18, 1994

LEHMAN SPECIAL SECURITIES INC.

CRD#: 7242

Past

June 11, 1993 - October 23, 1995

LEHMAN GOVERNMENT SECURITIES INC.

CRD#: 19655

Past

June 11, 1993 - May 18, 2004

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 11, 1989 - April 19, 1993

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Past

May 20, 1987 - October 20, 1987

ATALANTA SOSNOFF MANAGEMENT, LLC

CRD#: 11085

Past

October 22, 1986 - May 8, 1987

H.A. KENNING INVESTMENTS,INC.

CRD#: 14923

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCS CAPITAL MANAGEMENT LLC

CRD#: 122258 / SEC#: 801-61448

RIA

Registered Investment Advisory firm - (9/6/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(3/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/6/1993

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/18/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/28/2009

General Securities Principal Examination

Current Firm

SCS CAPITAL MANAGEMENT LLC

CRD#: 122258 / SEC#: 801-61448

RIA

Registered Investment Advisory firm - (9/6/2002 Approved)

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Contact information

Main Address

888 Boylston Street Suite 1010, Boston, MA 02199

Mailing Address

Phone number

(617) 204-6400

Established

Firm type

Fiscal year end

# of Employees

210

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - SCS CAPITAL MANAGEMENT LLC - MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	722
AUM (Assets Under Management)	$ 43,134,668,533

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/10/2025	Cover Page	Report
04/16/2025	Cover Page	Report
11/26/2024	Cover Page	Report
01/02/2024	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Julius P. Garlington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julius Peek Garlington III's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDGE CAPITAL GROUP, LLC

EHCP CORPORATE FINANCE, LLC

EDGE ADVISORS, LLC

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

LEHMAN SPECIAL SECURITIES INC.

LEHMAN GOVERNMENT SECURITIES INC.

LEHMAN BROTHERS INC.

AEGON USA SECURITIES INC.

ATALANTA SOSNOFF MANAGEMENT, LLC

H.A. KENNING INVESTMENTS,INC.

Primary Firm SEC Registration

SCS CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/1992

Series 63

Date: 6/9/1987

SIE

Date: 7/13/2018

Series 3

Date: 8/6/1993

Series 7

Date: 10/18/1986

Series 24

Date: 4/28/2009

Current Firm

SCS CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SCS CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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