John K. Lynch

GLOBAL INVESTMENT ADVISORY

Charlotte, NC

Some features on this profile are disabled

CRD#: 1579665

Professional summary

John Kevin Lynch is a registered financial advisor currently at GLOBAL INVESTMENT ADVISORY located in Charlotte, North Carolina and AMERICAN GLOBAL WEALTH MANAGEMENT, INC. located in Mcdonough, Georgia.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. John has worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Outside Employment; Outside Employment; Comerica Bank; Other; 4720 Piedmont Row, , Charlotte, NC, 28210; Investment-Related; 05/01/2020; 60 during trading hours; 60 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Kevin Lynch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2025 - Present

GLOBAL INVESTMENT ADVISORY

RIA

CRD#: 310305

Charlotte, NC

Current

June 6, 2025 - Present

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

Office #1: 1600 Pennsylvania Ave., Mcdonough, GA 30253

CRD#: 7388

Mcdonough, GA

Past

November 3, 2023 - March 22, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Dallas, TX

Past

November 3, 2023 - March 22, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Dallas, TX

Past

November 2, 2021 - November 3, 2023

COMERICA SECURITIES

RIA

CRD#: 17079

CHARLOTTE, NC

Past

April 1, 2021 - December 1, 2021

WORLD ASSET MANAGEMENT, INC.

RIA

CRD#: 142108

Dallas, TX

Past

June 4, 2020 - April 26, 2021

COMERICA SECURITIES

RIA

CRD#: 17079

CHARLOTTE, NC

Past

June 3, 2020 - November 3, 2023

COMERICA SECURITIES

CRD#: 17079

DALLAS, TX

Past

August 30, 2017 - March 25, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

June 1, 2017 - March 25, 2020

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

January 4, 2010 - June 3, 2011

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

CHARLOTTE, NC

Past

February 5, 2007 - January 4, 2010

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Past

June 25, 2002 - June 6, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHARLOTTE, NC

Past

June 15, 2002 - June 6, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 28, 2002 - June 25, 2002

WACHOVIA SECURITIES, INC.

RIA

CRD#: 431

CHARLOTTE, NC

Past

April 22, 1997 - June 15, 2002

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

May 11, 1994 - November 19, 1996

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 16, 1990 - September 17, 1992

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLOBAL INVESTMENT ADVISORY

CAPE INVESTMENT ADVISORY | GLOBAL INVESTMENT ADVISORY LLC | GLOBAL INVESTMENT ADVISORY

CRD#: 310305 / SEC#: 801-131279

RIA

Registered Investment Advisory firm - (10/1/2024 Approved)

California

Registered Investment Advisory firm - (10/31/2024 Terminated)

Georgia

Registered Investment Advisory firm - (10/4/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (10/4/2024 Terminated)

Texas

Registered Investment Advisory firm - (10/1/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/9/2025)

Georgia
(6/9/2025)

IAR

North Carolina
(6/3/2025)

North Carolina
(6/12/2025)

South Carolina
(6/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/29/2017

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/24/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/9/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/10/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/23/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GLOBAL INVESTMENT ADVISORY

CAPE INVESTMENT ADVISORY | GLOBAL INVESTMENT ADVISORY LLC | GLOBAL INVESTMENT ADVISORY

CRD#: 310305 / SEC#: 801-131279

RIA

Registered Investment Advisory firm - (10/1/2024 Approved)

California

Registered Investment Advisory firm - (10/31/2024 Terminated)

Georgia

Registered Investment Advisory firm - (10/4/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (10/4/2024 Terminated)

Texas

Registered Investment Advisory firm - (10/1/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1600 Pennsylvania Avenue, Mcdonough, GA 30253

Mailing Address

Phone number

(678) 583-1120

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GLOBAL INVESTMENT ADVISORY BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 21,484,490

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John K. Lynch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Kevin Lynch's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

COMERICA SECURITIES

WORLD ASSET MANAGEMENT, INC.

COMERICA SECURITIES

COMERICA SECURITIES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WACHOVIA SECURITIES, INC.

WACHOVIA SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

GLOBAL INVESTMENT ADVISORY

State Registrations and Notice Filings

Exams

Series 66

Date: 8/29/2017

Series 65

Date: 11/24/1992

Series 63

Date: 5/9/1991

SIE

Date: 10/1/2018

Series 7

Date: 2/10/1990

Series 24

Date: 4/23/1998

FINRA

Current Firm

GLOBAL INVESTMENT ADVISORY

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GLOBAL INVESTMENT ADVISORY

TRUST BUT VERIFY

Similar Advisors