John K. Lynch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Kevin Lynch was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2025 - June 15, 2026
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
June 3, 2025 - June 15, 2026
GLOBAL INVESTMENT ADVISORY
November 3, 2023 - March 22, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
November 3, 2023 - March 22, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
November 2, 2021 - November 3, 2023
COMERICA SECURITIES
April 1, 2021 - December 1, 2021
WORLD ASSET MANAGEMENT, INC.
June 4, 2020 - April 26, 2021
COMERICA SECURITIES
June 3, 2020 - November 3, 2023
COMERICA SECURITIES
August 30, 2017 - March 25, 2020
LPL FINANCIAL LLC
June 1, 2017 - March 25, 2020
LPL FINANCIAL LLC
January 4, 2010 - June 3, 2011
ALLSPRING FUNDS DISTRIBUTOR, LLC
February 5, 2007 - January 4, 2010
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
June 25, 2002 - June 6, 2005
WELLS FARGO CLEARING SERVICES, LLC
June 15, 2002 - June 6, 2005
WELLS FARGO CLEARING SERVICES, LLC
January 28, 2002 - June 25, 2002
WACHOVIA SECURITIES, INC.
April 22, 1997 - June 15, 2002
WACHOVIA SECURITIES, INC.
May 11, 1994 - November 19, 1996
UBS FINANCIAL SERVICES INC.
February 16, 1990 - September 17, 1992
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
CRD#: 7388 / SEC#: , 8-21584
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN GLOBAL WEALTH SERVICES, INC. | OWNER | |
| CIANTRO, PHILIP | FINOP | 2350685 |
| FAULK, RACHEL | CHIEF COMPLIANCE OFFICER | 7712313 |
| MAY, JAMES DAVID | VP OF REPRESENTATIVE AND CLIENT RELATIONS | 1601422 |
| WEBB, JAMES RANDALL | CEO | 2089446 |
| WEBB, JAMES RANDALL | CHIEF OPERATIONS OFFICER | 2089446 |
| WEBB, JAMES RANDALL | PRESIDENT | 2089446 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
