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JR

James Jay Robinson Jr

CRD# 1579422·Registered 1986 - 2007
Barred: James Jay Robinson JR was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

James Jay Robinson JR was a registered financial advisor. James was a previously registered financial advisor and started their career in finance 1986 - 2007. James had worked at 9 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

HOPP WEALTH MANAGEMENT·CRD# 128831
RIA
Elgin, IL
September 2, 2004 - February 8, 2007
1ST GLOBAL ADVISORS INC·CRD# 111133
RIA
Elgin, IL
November 7, 2003 - October 6, 2006
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Elgin, IL
November 7, 2003 - October 6, 2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CRD# 13609
RIA
Elgin, IL
March 31, 2003 - October 31, 2003
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CRD# 13609
BD
Cedar Rapids, IA
March 31, 2003 - October 31, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.·CRD# 2864
RIA
Elgin, IL
October 2, 2002 - March 31, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.·CRD# 2864
BD
Bryan, OH
October 2, 2002 - March 31, 2003
ALLMERICA INVESTMENT MANAGEMENT CO INC·CRD# 105796
RIA
Des Plaines, IL
May 16, 2000 - November 11, 2002
VERAVEST INVESTMENTS, INC.·CRD# 3960
BD
Worcester, MA
December 22, 1999 - October 7, 2002
TRANSAMERICA SECURITIES SALES CORPORATION·CRD# 17970
BD
Los Angeles, CA
March 6, 1987 - August 1, 1995
TRANSAMERICA FINANCIAL ADVISORS, INC.·CRD# 3600
BD
Los Angeles, CA
October 31, 1986 - December 13, 1999

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Current Firm

HW
HOPP WEALTH MANAGEMENT

HOPP INVESTMENT ADVISORS, INC. | HOPP WEALTH MANAGEMENT

CRD#: 128831

Contact Information

Main Address

802 Walnut Ave, Elgin, IL 60123

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2000About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1988About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1986About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JR
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