John R. Tringle
Professional summary
John Robert Tringle JR, who also goes by John Robert Tringle Jr., is a registered financial advisor currently at TRINGLE JR., JOHN R. located in New York, New York.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 10 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Robert Tringle JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2014 - Present
TRINGLE JR., JOHN R.
November 5, 2008 - December 31, 2013
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
July 15, 2004 - November 7, 2008
SAXONY SECURITIES, INC.
December 18, 2001 - August 2, 2004
SYNDICATED CAPITAL, INC.
April 10, 2001 - September 7, 2001
CLARK STREET CAPITAL, INC.
July 6, 1998 - March 2, 2001
U.S. SECURITIES & FUTURES CORP.
June 3, 1996 - February 20, 1998
FLEET BROKERAGE SECURITIES, INC.
July 28, 1995 - April 10, 1996
CHARLES SCHWAB & CO., INC.
April 14, 1994 - January 18, 1995
AMERICORP SECURITIES, INC.
August 13, 1993 - April 19, 1994
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/9/2014)
(3/20/2021)
(3/7/2016)
Exams
Current Firm
TRINGLE JR., JOHN R.
CRD#: 171382 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 66 |
| AUM (Assets Under Management) | $ 13,100,000 |
Red Flags
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