Charles S. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Strout Davis III, who also goes by Terry Davis, was a registered financial advisor .
Charles is a previously registered financial advisor and started their career in finance in 1987. Charles had worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2010 - October 27, 2011
FINANCIAL RESOURCES TAX & FINANCIAL
August 13, 2010 - August 18, 2011
OSAIC SERVICES, INC.
July 10, 2009 - August 13, 2010
SUMMIT BROKERAGE SERVICES, INC.
June 30, 2009 - June 30, 2009
SUMMIT BROKERAGE SERVICES, INC.
January 1, 2004 - July 10, 2009
CETERA ADVISORS LLC
January 13, 1997 - January 1, 2004
VESTAX SECURITIES CORPORATION
January 1, 1997 - February 4, 1997
FSC SECURITIES CORPORATION
January 13, 1987 - February 17, 1989
AMFUELS SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL RESOURCES TAX & FINANCIAL
CRD#: 122593 / SEC#: 801-64503
Contact information
Red Flags
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