David Aaron Andalman
Professional Summary
David Aaron Andalman, who also goes by David Andalman, is a registered financial advisor currently at DA WEALTH ADVISORS located in Highland Park, Illinois. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. David has worked at 11 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 3 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Andalman
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
DA WEALTH ADVISORS | DA WEALTH ADVISORS LLC
Contact Information
Main Address
Highland Park, ILPhone Number
(847) 977-3752# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
16AUM (Assets Under Management)
$8,650,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/29/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2002Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view David Aaron Andalman's CRS (Customer Relationship Summary).
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