David A. Andalman

DA WEALTH ADVISORS

HIGHLAND PARK, IL

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CRD#: 1579075

Professional summary

David Aaron Andalman, who also goes by David Andalman, is a registered financial advisor currently at DA WEALTH ADVISORS located in Highland Park, Illinois.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. David has worked at 11 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 3 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Andalman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DACS RESEARCH FUTURES RESEARCH - SOLE PROPRIETOR FOUNDER AND PRESIDENT ADDRESS: 826 Barberry Road, HIGHLAND PARK, IL 60035 RESEARCH LETTERS: less than one hour per week DACS Research; Director of Research; 826 Barberry Road Highland Park Illinois 60035; algorithm research and development on commodity futures; algorithm development.; 2024-07-09; 20 Hours per month devoted to business outside trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Aaron Andalman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2024 - Present

DA WEALTH ADVISORS

RIA

CRD#: 331530

HIGHLAND PARK, IL

Past

October 18, 2021 - February 13, 2024

MILLENNIAL ADVISERS, LLC.

RIA

CRD#: 170847

Highland Park, IL

Past

September 16, 2020 - January 19, 2023

ALLIED MILLENNIAL PARTNERS, LLC

CRD#: 16569

NEW YORK, NY

Past

July 12, 2012 - September 16, 2020

PTI SECURITIES & FUTURES L. P.

CRD#: 29275

CHICAGO, IL

Past

April 2, 2010 - July 12, 2012

BEST DIRECT SECURITIES, LLC

CRD#: 146053

CHICAGO, IL

Past

August 14, 2001 - July 1, 2010

TRADIER BROKERAGE, INC.

CRD#: 104982

CHICAGO, IL

Past

April 6, 2001 - August 14, 2001

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

February 19, 1997 - April 9, 2001

ROSENTHAL COLLINS SECURITIES, L.L.C

CRD#: 41915

CHICAGO, IL

Past

April 17, 1995 - March 14, 1997

GLOBAL INVESTMENT SERVICES, INC.

CRD#: 35752

Past

July 27, 1993 - April 26, 1995

ALARON SECURITIES CORPORATION

CRD#: 31261

CHICAGO, IL

Past

May 31, 1991 - July 10, 1996

CONSOLIDATED FINANCIAL INVESTMENTS, INC.

CRD#: 18810

CLAYTON, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/5/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/7/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/6/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/29/1991

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 10/10/1986

National Commodity Futures Examination

Principal/Supervisory Exam

Series 4

Date: 5/15/1997

Registered Options Principal Examination

Current Firm

DA WEALTH ADVISORS

DA WEALTH ADVISORS | DA WEALTH ADVISORS LLC

CRD#: 331530 / SEC#: 801-130635

RIA

Registered Investment Advisory firm - (11/18/2024 Terminated)

Illinois

Registered Investment Advisory firm - (10/28/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Highland Park, IL

Mailing Address

Phone number

(847) 977-3752

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 8,400,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Andalman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Aaron Andalman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILLENNIAL ADVISERS, LLC.

ALLIED MILLENNIAL PARTNERS, LLC

PTI SECURITIES & FUTURES L. P.

BEST DIRECT SECURITIES, LLC

TRADIER BROKERAGE, INC.

LASALLE ST SECURITIES, L.L.C.

ROSENTHAL COLLINS SECURITIES, L.L.C

GLOBAL INVESTMENT SERVICES, INC.

ALARON SECURITIES CORPORATION

CONSOLIDATED FINANCIAL INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/5/2021

Series 63

Date: 6/7/1991

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/6/2002

Series 7

Date: 5/29/1991

Series 3

Date: 10/10/1986

Series 4

Date: 5/15/1997

Current Firm

DA WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DA WEALTH ADVISORS

TRUST BUT VERIFY

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