H H. Thomson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
H Howard Thomson was a registered financial professional .
H is a previously registered financial professional and started their career in finance in 1986. H had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 1999 - October 26, 2001
VANTAGE INVESTMENTS
April 1, 1997 - July 20, 1999
PROVIDENTIAL SECURITIES, INC.
August 19, 1994 - March 13, 1997
DAEHAN SECURITIES, INC.
May 3, 1994 - August 18, 1994
TRIGEM AMERSTOCK CORPORATION
July 22, 1991 - April 28, 1994
H.J. MEYERS & CO., INC.
December 26, 1986 - February 10, 1990
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
VANTAGE INVESTMENTS
CRD#: 46674 / SEC#: , 8-51504
Contact information
Documents
Red Flags
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