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AL

Anthony Lollis

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CRD#: 1578736
AL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Lollis, who also goes by Tony Lollis, was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1987. Anthony had worked at 4 firms and has passed the Series 63 and Series 22 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Tony Lollis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 23, 1989 - August 8, 1991

THE CAMDEN GROUP

BD
CRD#: 21386
Past

August 30, 1988 - January 21, 1989

BROKERS INVESTMENT CORPORATION

BD
CRD#: 16607
Past

December 3, 1987 - February 24, 1988

TEAM SECURITIES CORPORATION

BD
CRD#: 17713
Past

May 7, 1987 - July 23, 1987

WESTERN FINANCIAL NETWORK OF AMERICA, INC.

BD
CRD#: 18383

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/17/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


TC
THE CAMDEN GROUP
NORTH BAY ASSOCIATES, INC. | THE CAMDEN GROUP | PACIFIC REHAB INC

CRD#: 21386 / SEC#: , 8-38915

BD
Terminated by SEC on 12/17/1993
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 10/26/1987
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE CAMDEN GROUP

CRD#: 21386

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