Michael G. Thilmany

ANZ SECURITIES

New York, NY 10172-0003

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CRD#: 1578698

Professional summary

Michael Gregory Thilmany is a registered financial professional currently at ANZ SECURITIES, INC. located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Gregory Thilmany's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 13, 2021 - Present

ANZ SECURITIES, INC.

Office #1: 277 Park Avenue Floor 31, New York, NY 10172-0003

CRD#: 36654

New York, NY

Past

August 7, 2018 - August 31, 2021

ING FINANCIAL MARKETS LLC

CRD#: 28872

NEW YORK, NY

Past

March 27, 2002 - February 1, 2018

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

November 6, 2001 - February 26, 2002

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

July 6, 1995 - June 6, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 18, 1986 - July 13, 1993

BARCLAYS DE ZOETE WEDD INCORPORATED

CRD#: 16080

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/14/2021)

Alaska
(9/16/2021)

Arizona
(9/15/2021)

Arkansas
(9/15/2021)

California
(9/13/2021)

Colorado
(9/14/2021)

Connecticut
(9/14/2021)

Delaware
(9/22/2021)

District of Columbia
(9/13/2021)

Florida
(9/20/2021)

Georgia
(9/27/2021)

Hawaii
(9/15/2021)

Idaho
(9/15/2021)

Illinois
(9/15/2021)

Indiana
(9/15/2021)

Iowa
(9/15/2021)

Kansas
(9/13/2021)

Kentucky
(9/14/2021)

Louisiana
(9/20/2021)

Maine
(9/13/2021)

Maryland
(9/13/2021)

Massachusetts
(9/14/2021)

Michigan
(9/15/2021)

Minnesota
(9/20/2021)

Mississippi
(9/15/2021)

Missouri
(9/13/2021)

Montana
(9/13/2021)

Nebraska
(9/15/2021)

Nevada
(9/20/2021)

New Hampshire
(9/30/2021)

New Jersey
(9/15/2021)

New Mexico
(9/14/2021)

New York
(9/14/2021)

North Carolina
(9/13/2021)

North Dakota
(9/20/2021)

Ohio
(9/13/2021)

Oklahoma
(9/14/2021)

Oregon
(9/14/2021)

Pennsylvania
(9/14/2021)

Puerto Rico
(9/16/2021)

Rhode Island
(9/19/2021)

South Carolina
(9/14/2021)

South Dakota
(10/6/2021)

Tennessee
(9/14/2021)

Texas
(9/15/2021)

Utah
(9/13/2021)

Vermont
(9/14/2021)

Virgin Islands
(9/14/2021)

Virginia
(9/16/2021)

Washington
(9/14/2021)

West Virginia
(1/30/2023)

Wisconsin
(9/15/2021)

Wyoming
(9/15/2021)

Exams

State Security Law Exam

Series 63

Date: 9/25/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1986

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ANZ SECURITIES, INC.

CRD#: 36654 / SEC#: , 8-47390

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

277 Park Avenue Floor 31, New York, NY 10172-0003

Mailing Address

277 Park Avenue Floor 31, New York, NY 10172-0003

Phone number

(212) 801-9160

Established

New York since 04/07/1994

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ANZ FUNDS PTY LIMITED	OWNER
AHARON, AMIEL LEVY	PRESIDENT	2573889
KARPUKHIN, ALEXANDER A	FINOP	6926592
MAURO, JOSEPH SCOTT	CCO	1837938

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Michael G. Thilmany

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Gregory Thilmany's CRS (Customer Relationship Summary).

Certified licenses

Experience

ING FINANCIAL MARKETS LLC

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BARCLAYS DE ZOETE WEDD INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 9/25/2015

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/15/1986

FINRA

Current Firm

ANZ SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ANZ SECURITIES, INC.

TRUST BUT VERIFY

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