Allen H. Johnson

APOLLON WEALTH MANAGEMENT

SARASOTA, FL 34236

Some features on this profile are disabled

CRD#: 1578606

Professional summary

Allen Huggins Johnson, who also goes by Allen Huggins Johnson Jr, Allen Huggins Johnson, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Sarasota, Florida and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.

Allen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Allen has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Allen Huggins Johnson Jr | Allen Huggins Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Bridge Angel Group, not investment related, non-profit and membership group., Sarasota, FL 34230/ Bradenton, FL 34202, Member, 01/2018, two (2) hours per month, zero hours during trading hours, review private companies and each member decides if they want to invest in a private company, go to a meeting once a month if my schedule allows. 2. Independent insurance agent, investment related, life insurance, Sarasota, FL 34236, Agent, 08/2020, 2 hours per month, 6.5 hours during trading hours, agent for wealth management clients specific to insurance needs. 3. Apollon Wealth Management, investment related, Mt. Pleasant, SC, RIA, Financial Advisor, 8/2020, 200 hours per month, 5 hours during trading hours, financial planning for wealth management clients. 4. PAG Sunset LLC, not investment related, St. Pete Beach, FL 33706, sole membership LLC ownership of ADI Dassler Independent Family Office, managing member, 8/2020, 2 hours per month, zero hours during trading hours, personal financial. 5. Adi Dassler International Family Office, investment related, wealth management, financial planning, Sarasota, FL 34236, Managing Partner, 8/1/2020, 200 hours per month (in conjunction with Apollon Wealth Management activity, 6 hours during trading hours, wealth management, financial planning for clients, manager of business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Huggins Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2020 - Present

APOLLON WEALTH MANAGEMENT, LLC

Office #1: 1990 Main Street Suite 741, Sarasota, FL 34236

RIA

CRD#: 291902

SARASOTA, FL

Current

December 4, 2020 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 37 West Ave Suite 301, Wayne, PA 19087

CRD#: 40002

Wayne, PA

Current

November 4, 2025 - Present

CABOT LODGE SECURITIES LLC

Office #1: 1990 Main Street Suite 750, Sarasota, FL 34236

CRD#: 159712

Sarasota, FL

Past

November 10, 2020 - December 18, 2020

CABOT LODGE SECURITIES LLC

CRD#: 159712

SCHAUMBURG, IL

Past

September 6, 2016 - August 4, 2020

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Atlanta, GA

Past

September 6, 2016 - August 4, 2020

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Atlanta, GA

Past

June 7, 2013 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

ATLANTA, GA

Past

June 7, 2013 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

ATLANTA, GA

Past

March 30, 2012 - June 17, 2013

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ATLANTA, GA

Past

October 12, 2010 - June 10, 2013

APRIO WEALTH MANAGEMENT, LLC

RIA

CRD#: 127333

ATLANTA, GA

Past

October 8, 2010 - April 3, 2012

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

March 17, 2009 - October 13, 2010

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

ATLANTA, GA

Past

March 16, 2009 - October 13, 2010

OPPENHEIMER & CO. INC.

CRD#: 249

ATLANTA, GA

Past

September 12, 2007 - March 16, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

ATLANTA, GA

Past

August 31, 2007 - March 16, 2009

STANFORD GROUP COMPANY

CRD#: 39285

ATLANTA, GA

Past

June 28, 2005 - September 5, 2007

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ATLANTA, GA

Past

June 27, 2005 - September 5, 2007

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

February 25, 2003 - July 15, 2005

TRUIST SECURITIES, INC.

RIA

CRD#: 6271

ATLANTA, GA

Past

February 14, 2003 - June 30, 2005

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

Past

September 28, 1998 - February 20, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

November 11, 1992 - October 13, 1998

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

February 19, 1991 - November 5, 1991

BANK SOUTH SECURITIES CORPORATION

CRD#: 27268

Past

October 14, 1988 - December 13, 1990

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

November 21, 1986 - October 14, 1988

JOHNSON, LANE, SPACE, SMITH & CO., INC.

CRD#: 472

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/6/2022)

IAR

Florida
(8/14/2020)

Florida
(10/4/2021)

Georgia
(12/11/2020)

South Carolina
(2/28/2024)

Washington
(1/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/3/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 2/3/1997

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 1/21/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

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Contact information

Main Address

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 579-0018

Established

Firm type

Fiscal year end

# of Employees

179

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APOLLON WEALTH MANAGEMENT, LLC - PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	20,798
AUM (Assets Under Management)	$ 7,720,756,861

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Allen H. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Huggins Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. ALDEN ASSOCIATES, INC.

CABOT LODGE SECURITIES LLC

CABOT LODGE SECURITIES LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

PURSHE KAPLAN STERLING INVESTMENTS

APRIO WEALTH MANAGEMENT, LLC

FSC SECURITIES CORPORATION

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST SECURITIES, INC.

TRUIST SECURITIES, INC.

MORGAN STANLEY DW INC.

RAYMOND JAMES & ASSOCIATES, INC.

BANK SOUTH SECURITIES CORPORATION

WACHOVIA SECURITIES, INC.

JOHNSON, LANE, SPACE, SMITH & CO., INC.

Primary Firm SEC Registration

APOLLON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/1993

Series 63

Date: 12/3/1986

SIE

Date: 10/1/2018

Series 7

Date: 11/15/1986

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 24

Date: 2/3/1997

Series 8

Date: 1/21/1997

FINRA

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APOLLON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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