David M. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Martin Moore was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1986. David had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2010 - June 29, 2016
CLEAN ENERGY CAPITAL SECURITIES LLC
March 1, 2010 - October 13, 2010
DRAGONFLY CAPITAL PARTNERS, LLC
September 18, 2009 - February 20, 2010
NATIONAL SECURITIES CORPORATION
April 4, 2008 - February 12, 2009
CITIGROUP GLOBAL MARKETS INC.
April 6, 2004 - July 6, 2007
LEHMAN BROTHERS INC.
May 19, 1998 - July 14, 2000
BABCOCK & BROWN FINANCIAL CO. LLC
June 1, 1995 - April 8, 1998
CAMBRIDGE PARTNERS, L.L.C.
October 22, 1986 - January 11, 1994
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CLEAN ENERGY CAPITAL SECURITIES LLC
CRD#: 153321 / SEC#: , 8-68524
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
