Lawrence L. Miller
Professional summary
Lawrence Leslie Miller JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lawrence is a previously registered financial advisor and started their career in finance in 1987. Prior to being barred, Lawrence had worked at 6 firms, which includes SUMMIT FINANCIAL GROUP INC, SUMMIT BROKERAGE SERVICES INC., LPL FINANCIAL LLC, MEDALLION ADVISORY SERVICES LLC, MEDALLION INVESTMENT SERVICES INC., FORESTERS FINANCIAL SERVICES INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
September 28, 2015 - October 2, 2015
SUMMIT FINANCIAL GROUP INC
August 14, 2015 - October 2, 2015
SUMMIT BROKERAGE SERVICES, INC.
November 8, 2005 - July 17, 2015
LPL FINANCIAL LLC
November 7, 2005 - July 17, 2015
LPL FINANCIAL LLC
January 18, 2002 - November 28, 2005
MEDALLION ADVISORY SERVICES, LLC
June 1, 2000 - November 23, 2005
MEDALLION INVESTMENT SERVICES, INC.
June 23, 1987 - June 1, 2000
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
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