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RG

Robert Edward Glazewski

CRD# 1578457·Registered 1986 - 2001
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Edward Glazewski, who also goes by Robert Edward Glazewsk, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1986 - 2001. Robert had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Edward Glazewsk

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

TDI, INCORPORATED·CRD# 30629
BD
Englewood, CO
April 5, 2001 - December 13, 2001
SOUTHEASTERN SECURITIES, INC.·CRD# 35502
BD
Miami, FL
August 18, 1998 - August 16, 2000
TDI, INCORPORATED·CRD# 30629
BD
Englewood, CO
June 27, 1997 - September 4, 1998
BROWNCO, LLC·CRD# 1326
BD
Boston, MA
August 23, 1991 - June 13, 1997
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
BD
Waverly, IA
January 2, 1991 - August 30, 1991
CENTURY INVESTORS OF AMERICA, INC.·CRD# 5322
BD
August 7, 1990 - December 31, 1990
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
July 26, 1988 - June 28, 1989
SIGNATOR INVESTORS, INC.·CRD# 468
BD
November 23, 1987 - July 19, 1988
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
October 22, 1986 - July 7, 1987

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Current Firm

TI
TDI, INCORPORATED

TDI, INCORPORATED | U.S. CENTRAL SECURITIES CORPORATION | U.S. CENTRAL SECURITIES | TRADERS AND DEALERS, INC.

CRD#: 30629 / SEC#: 8-45046
BD
Terminated by SEC on 02/12/2002

Contact Information

Established

California since 06/08/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MANNING, JERRY WAYNECEO AND FINANCIAL PRINCIPAL848596

Disclosures

Regulatory Event

7

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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