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RG

Robert E. Glazewski

Some features on this profile are disabled
CRD#: 1578457
RG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Edward Glazewski, who also goes by Robert Edward Glazewsk, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 8 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert Edward Glazewsk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 5, 2001 - December 13, 2001

TDI, INCORPORATED

BD
CRD#: 30629
ENGLEWOOD, CO
Past

August 18, 1998 - August 16, 2000

SOUTHEASTERN SECURITIES, INC.

BD
CRD#: 35502
MIAMI, FL
Past

June 27, 1997 - September 4, 1998

TDI, INCORPORATED

BD
CRD#: 30629
ENGLEWOOD, CO
Past

August 23, 1991 - June 13, 1997

BROWNCO, LLC

BD
CRD#: 1326
BOSTON, MA
Past

January 2, 1991 - August 30, 1991

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
WAVERLY, IA
Past

August 7, 1990 - December 31, 1990

CENTURY INVESTORS OF AMERICA, INC.

BD
CRD#: 5322
Past

July 26, 1988 - June 28, 1989

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ
Past

November 23, 1987 - July 19, 1988

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
Past

October 22, 1986 - July 7, 1987

FIRST JERSEY SECURITIES, INC.

BD
CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/30/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/18/1986
General Securities Representative Examination

Current Firm

TI
TDI, INCORPORATED
TDI, INCORPORATED | U.S. CENTRAL SECURITIES CORPORATION | U.S. CENTRAL SECURITIES | TRADERS AND DEALERS, INC.

CRD#: 30629 / SEC#: , 8-45046

BD
Terminated by SEC on 02/12/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 06/08/1992
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MANNING, JERRY WAYNECEO AND FINANCIAL PRINCIPAL848596

Disclosures

Regulatory Event7
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TDI, INCORPORATED

CRD#: 30629

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