Dwarka P. Kalantry

KALANTRY ADVISORS LLC

Forest Hills, NY

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CRD#: 1578232

Professional summary

Dwarka Prasad Kalantry, CFP®, who also goes by Dwarka Kalantry, Dwarka Kalntry, is a registered financial advisor currently at KALANTRY ADVISORS LLC located in Forest Hills, New York.

Dwarka is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Dwarka has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Tax Planning

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

Dwarka Kalantry | Dwarka Kalntry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DWARKA KALANTRY; NO; CPA-OWNER; 7026 GROTON ST. FOREST HILLS, NY 11375; 7/1/1976; 5 HRS PER MO; 1 HR DURING TRADING HOURS. I HAVE PRACTICED AS A CPA PRACTITIONER SINCE 1976. THE PRACTICE IS NOW CONVERTED TO PARTNERSHIP. 2) MG MARINA VILLAGE INVESTMENTS L.P. POSITION: none NATURE: LP INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: 10505 Sorrento Valley Rd, San Diego CA 92121, United States DESCRIPTION: Passive investor 3) MG MITCHELLE PLACE INVESTMENTS L.P. POSITION: Limited Partner NATURE: Limited Partnership investing in Multifamily apartment building INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2020 ADDRESS: 10505 Sorento Valley Road, Suite 300, San Diego CA 92121, United States DESCRIPTION: Passive limited partner

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dwarka Prasad Kalantry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

December 2, 2021 - Present

KALANTRY ADVISORS LLC

RIA

CRD#: 310785

Forest Hills, NY

Past

October 31, 2005 - December 9, 2020

OSAIC SERVICES, INC.

RIA

CRD#: 133763

FOREST HILLS, NY

Past

October 31, 2005 - December 9, 2020

OSAIC SERVICES, INC.

CRD#: 133763

FOREST HILLS, NY

Past

December 8, 2003 - October 31, 2005

SUNAMERICA SECURITIES, INC.

RIA

CRD#: 20068

FOREST HILLS, NY

Past

November 28, 2003 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

February 25, 2002 - November 28, 2003

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

FOREST HILLS, NY

Past

February 25, 2002 - November 28, 2003

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

December 8, 1986 - March 6, 2002

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(12/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/12/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/27/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 10/27/1986

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/27/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/27/1998

General Securities Principal Examination

Current Firm

KALANTRY ADVISORS LLC

CRD#: 310785 / SEC#:

New York

Registered Investment Advisory firm - (9/21/2020 Approved)

Virginia

Registered Investment Advisory firm - (1/23/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Forest Hills, NY

Mailing Address

Phone number

(718) 544-2772

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	49
AUM (Assets Under Management)	$ 17,080,990

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Dwarka P. Kalantry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dwarka Prasad Kalantry's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/12/2004

Series 63

Date: 10/27/1986

SIE

Date: 10/1/2018

Series 7

Date: 5/16/1987

Series 22

Date: 10/27/1986

Series 6

Date: 10/27/1986

Series 24

Date: 5/27/1998

Current Firm

KALANTRY ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KALANTRY ADVISORS LLC

TRUST BUT VERIFY

Contact information

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