Ronald D. Flaherty
Professional summary
Ronald David Flaherty is a registered financial professional currently at ASCENDANT FINANCIAL PARTNERS, LLC located in Rotonda West, Florida.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1986. Ronald has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald David Flaherty's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2009 - Present
ASCENDANT FINANCIAL PARTNERS, LLC
Office #1: 317 Australian Drive, Rotonda West, FL 33947June 4, 2007 - February 12, 2009
FIRST NATIONAL CAPITAL MARKETS
August 1, 1995 - June 4, 2007
CYBUS CAPITAL MARKETS, LLC
November 8, 1988 - August 1, 1995
MONY CAPITAL MARKETS, INC.
December 26, 1986 - January 30, 1989
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2009)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ASCENDANT FINANCIAL PARTNERS, LLC
CRD#: 143326 / SEC#: , 8-67551
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASCENDANT PARTNERS, INC | 100% OWNER | |
| WYKA, SUSAN LYNN | PRINCIPAL, FINOP, CHIEF COMPLIANCE OFFICER | 2481441 |
Red Flags
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