Ira M. Smelkinson
Professional summary
Ira Mitchell Smelkinson, who also goes by Ira M Smelkinson, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in New York, New York.
Ira is registered as a RR (Registered Representative) and started their career in finance in 1986. Ira has worked at 3 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 50, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ira Mitchell Smelkinson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2022 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 88 Pine Street 25th Floor, New York, NY 10005July 7, 1999 - June 13, 2022
MORGAN STANLEY & CO. LLC
October 22, 1986 - July 29, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
