Mark A. Scott
Professional summary
Mark Anthony Scott is a registered financial advisor currently at TRINVEST ADVISORS, LLC located in Volente, Texas.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Mark has worked at 9 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Anthony Scott's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2016 - Present
TRINVEST ADVISORS, LLC
July 5, 2013 - December 4, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 20, 2010 - July 15, 2013
OPPENHEIMER & CO. INC.
September 22, 2000 - September 20, 2010
MORGAN KEEGAN & COMPANY, LLC
May 4, 1993 - September 21, 2000
AMHERST SECURITIES GROUP, L.P.
November 5, 1992 - May 19, 1993
INVESTORS ST.
July 14, 1992 - October 22, 1992
DICKINSON & CO.
January 2, 1987 - July 13, 1992
J. W. GANT & ASSOCIATES, INC.
October 22, 1986 - January 2, 1987
MICHELIN AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/18/2016)
Exams
Series 28
Date: 3/29/1993
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
TRINVEST ADVISORS, LLC
CRD#: 282304 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 10,000,000 |
Red Flags
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