Alphonse J. Calicchio
Professional summary
Alphonse John Calicchio III, who also goes by A John Calicchio III, Alphonse John III Calicchio, John Calicchio, is a registered financial advisor currently at CALIFORNIA BENEFITS AND RETIREMENT GROUP, LLC located in Newport Beach, California and ICON CAPITAL GROUP, LLC located in Newport Beach, California.
Alphonse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Alphonse has worked at 19 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 72, Series 3, SIE, Series 55, Series 7, Series 6, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alphonse John Calicchio III's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2019 - Present
CALIFORNIA BENEFITS AND RETIREMENT GROUP, LLC
Office #1: 6 Upper Newport Plaza, Newport Beach, CA 92660June 15, 2022 - Present
ICON CAPITAL GROUP, LLC
Office #1: 895 Dove Street Suite 300, Newport Beach, CA 92660Office #2: 5 Upper Newport Plaza Suite 200, Newport Beach, CA 92660December 22, 2022 - Present
ADVENTIX GLOBAL MARKETS LLC
Office #1: 895 Dove Street Suite 300, Newport Beach, CA 92660Office #2: 150 Motor Parkway 4th Floor, Hauppauge, NY 11788July 23, 2009 - July 12, 2022
A.G.P. / ALLIANCE GLOBAL PARTNERS
July 23, 2009 - July 12, 2022
A.G.P. / ALLIANCE GLOBAL PARTNERS
July 23, 2008 - February 24, 2009
HUNTER WORLD MARKETS, INC.
March 6, 2008 - August 21, 2008
NORTH NASSAU ADVISORS, LLC
June 26, 2007 - February 29, 2008
MDB CAPITAL
March 22, 2007 - December 31, 2009
JCAL CAPITAL MANAGEMENT, LLC
September 20, 2005 - December 21, 2005
IMPERIAL CAPITAL, LLC
October 18, 2004 - August 15, 2005
THE SEIDLER COMPANIES INCORPORATED
July 13, 2004 - October 1, 2004
ACCESS SECURITIES, LLC
October 31, 2002 - September 30, 2003
ELECTRONIC TRADING GROUP, LLC
July 25, 2000 - November 19, 2001
UBS SECURITIES LLC
September 8, 1997 - July 18, 2000
ROTH CAPITAL PARTNERS, LLC
October 25, 1996 - May 23, 1997
LADENBURG THALMANN & CO. INC.
April 22, 1994 - December 20, 1994
INTESA SANPAOLO IMI SECURITIES CORP.
September 2, 1992 - April 11, 1994
SOUNDVIEW TECHNOLOGY CORPORATION
May 10, 1988 - July 10, 1992
CITIGROUP GLOBAL MARKETS INC.
October 20, 1986 - December 19, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/3/2024)
(6/21/2024)
(5/15/2024)
(7/15/2024)
(11/19/2019)
(11/16/2022)
(10/11/2023)
(12/22/2022)
(5/30/2024)
(10/25/2024)
(10/21/2024)
(5/6/2024)
(6/5/2024)
(5/22/2024)
(12/4/2024)
(8/5/2024)
(6/12/2024)
(6/21/2024)
(7/2/2024)
(5/6/2024)
(5/15/2024)
(11/20/2024)
(11/15/2024)
(5/6/2024)
(6/12/2024)
(10/11/2023)
(7/17/2024)
(5/20/2024)
(6/5/2024)
(11/21/2022)
(6/4/2024)
(4/25/2024)
(6/12/2024)
(12/22/2022)
(5/10/2024)
(10/11/2024)
(4/26/2024)
(6/13/2024)
(4/16/2024)
(3/14/2024)
(7/10/2024)
(5/16/2024)
(5/16/2024)
(7/19/2024)
(6/24/2024)
(6/15/2022)
(4/26/2024)
(5/15/2024)
(7/12/2024)
(6/24/2024)
(4/29/2024)
(6/17/2024)
(5/9/2024)
(10/10/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 55
Date: 12/6/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
CALIFORNIA BENEFITS AND RETIREMENT GROUP, LLC
CRD#: 305719 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 247,000 |
Red Flags
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