George J. Krause
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Joseph Krause was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1986. George had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2006 - May 10, 2016
IC ADVISORY SERVICES, INC.
October 4, 1997 - October 2, 2006
THE INVESTMENT CENTER, INC.
June 1, 1989 - May 10, 2016
THE INVESTMENT CENTER, INC.
February 28, 1989 - March 22, 1989
MONMOUTH INVESTMENTS, INC.
January 12, 1988 - March 15, 1989
MORGAN STANLEY DW INC.
August 24, 1987 - January 30, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
October 24, 1986 - August 31, 1987
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IC ADVISORY SERVICES, INC.
CRD#: 140190 / SEC#: 801-66512
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,528 |
| AUM (Assets Under Management) | $ 2,056,415,877 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 02/15/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
