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EJ

Earl C. Johnson

EMP WEALTH MANAGEMENT LLC
Port Angeles, WA
Some features on this profile are disabled
CRD#: 1577641
EJ

Professional summary

Earl Cameron Johnson is a registered financial advisor currently at EMP WEALTH MANAGEMENT LLC located in Port Angeles, Washington.

Earl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Earl has worked at 14 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 3 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Earl Cameron Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 11, 2024 - Present

EMP WEALTH MANAGEMENT LLC

RIA
CRD#: 327869
Port Angeles, WA
Past

August 9, 2021 - August 3, 2023

LPL FINANCIAL LLC

RIA
CRD#: 6413
SEQUIM, WA
Past

August 9, 2021 - August 3, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
SEQUIM, WA
Past

November 25, 2020 - June 15, 2021

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
Port Angeles, WA
Past

October 21, 2020 - June 15, 2021

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
Port Angeles, WA
Past

July 11, 2016 - June 12, 2018

MORGAN STANLEY

RIA
CRD#: 149777
SEATTLE, WA
Past

July 11, 2016 - June 12, 2018

MORGAN STANLEY

BD
CRD#: 149777
SEATTLE, WA
Past

August 10, 2012 - July 12, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SEATTLE, WA
Past

July 23, 2012 - July 12, 2016

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SEATTLE, WA
Past

May 16, 2003 - September 15, 2005

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
BAINBRIDGE ISLAND, WA
Past

May 16, 2003 - September 15, 2005

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

April 8, 2003 - April 15, 2003

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO
Past

October 9, 2002 - March 12, 2003

SEATTLE-NORTHWEST SECURITIES CORPORATION

BD
CRD#: 10639
SEATTLE, WA
Past

October 5, 1993 - April 24, 1996

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA
Past

September 24, 1990 - October 13, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

April 20, 1989 - June 14, 1990

HARRIS INVESTORLINE INC.

BD
CRD#: 6362
SEATTLE, WA
Past

December 11, 1987 - April 4, 1989

SEAFIRST INVESTMENT SERVICES, INC.

BD
CRD#: 17411
Past

July 8, 1987 - October 20, 1987

PACIFIC SECURITIES, INC.

BD
CRD#: 6812
Past

December 11, 1986 - April 22, 1987

UNION PLANTERS INVESTMENT BANKERS GROUP, INC.

BD
CRD#: 16493

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(4/11/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/24/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/16/2002
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/20/2001
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/12/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/20/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 8/20/2011
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 53
Date: 8/31/1988
Municipal Securities Principal Examination

Current Firm

EW
EMP WEALTH MANAGEMENT LLC
EMP WEALTH MANAGEMENT LLC

CRD#: 327869 / SEC#:

Washington
Registered Investment Advisory firm - (4/11/2024 Approved)
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Contact information

Main Address
Port Angeles, WA
Mailing Address
Po Box 795, Port Angeles, WA 98362
Phone number
(206) 679-1787
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts64
AUM (Assets Under Management)$ 26,398,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMP WEALTH MANAGEMENT LLC

CRD#: 327869Port Angeles, WA

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