William V. Laggner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Vincent Laggner, who also goes by Bill Laggner, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1986. William had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2003 - December 31, 2009
BEARING ASSET MANAGEMENT
August 10, 1992 - May 29, 1998
FIDELITY BROKERAGE SERVICES LLC
June 15, 1992 - August 11, 1992
JOSEPHTHAL & CO., INC.
February 10, 1989 - October 19, 1989
ALISON, BAER SECURITIES INC.
February 3, 1989 - February 22, 1989
PRINCETON SECURITIES CORPORATION
September 6, 1988 - February 8, 1989
ALLIED CAPITAL GROUP, INC.
October 7, 1987 - October 1, 1988
GRAYSTONE NASH, INC.
October 31, 1986 - September 24, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEARING ASSET MANAGEMENT
CRD#: 122571 / SEC#: 801-69944
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
