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Michael Howard Natter

CRD# 1577352·Registered 1986 - 2018
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Howard Natter was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1986 - 2018. Michael had worked at 17 firms and has passed the Series 65, Series 63, Series 79, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

Past

GLOBAL OPTIMIZED INVESTMENTS, LLC.Past·CRD# 290049
RIA
Houston, TX
January 10, 2018 - December 31, 2018
MML INVESTORS SERVICES, LLCPast·CRD# 10409
BD
San Francisco, CA
September 28, 2013 - November 5, 2013
SSC NY CORP.Past·CRD# 29804
BD
New York, NY
September 24, 2012 - November 5, 2012
ASCENDIANT CAPITAL MARKETS, LLCPast·CRD# 152912
BD
Irvine, CA
March 23, 2011 - January 24, 2012
C.K. COOPER & COMPANY, INC.Past·CRD# 106578
BD
Irvine, CA
November 18, 2009 - March 12, 2010
I-BANKERS SECURITIES, INC.Past·CRD# 41352
BD
Boca Raton, FL
April 9, 2008 - March 24, 2009
NATIXIS SECURITIES AMERICAS LLCPast·CRD# 1101
BD
New York, NY
May 2, 2007 - January 2, 2008
ARDOUR CAPITAL INVESTMENTS, LLCPast·CRD# 120574
BD
Long Beach, NY
February 1, 2007 - March 5, 2007
ADVANCED EQUITIES, INC.Past·CRD# 35545
BD
San Francisco, CA
October 14, 2005 - August 17, 2006
INSTINET, LLCPast·CRD# 42886
BD
New York, NY
September 29, 2004 - October 10, 2005
KAUFMAN BROS., L.P.Past·CRD# 37909
BD
New York, NY
November 13, 2003 - January 2, 2004
TERRA NOVA FINANCIAL, LLCPast·CRD# 37761
BD
New York, NY
June 27, 2003 - September 19, 2003
BANC OF AMERICA SECURITIES LLCPast·CRD# 26091
BD
New York, NY
October 1, 1997 - June 29, 2001
MONTGOMERY SECURITIESPast·CRD# 4357
BD
San Francisco, CA
January 20, 1992 - October 1, 1997
DRESDNER SECURITIES (USA) INC.Past·CRD# 1993
BD
New York, NY
February 13, 1990 - December 17, 1991
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
August 5, 1987 - July 3, 1989
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
October 23, 1986 - August 14, 1987

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Current Firm

GO
GLOBAL OPTIMIZED INVESTMENTS, LLC.

BUNKER HILL OPTIMIZED INVESTMENTS | GLOBAL OPTIMIZED INVESTMENTS, LLC. | BUNKER HILL OPTIMIZED INVESTMENTS, LLC

CRD#: 290049

Contact Information

Main Address

828 Fowler St, Houston, TX 77007

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2017About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1986About the Series 63 exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jul 2011About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Oct 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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